Compliance Consultants

By: Compliance Consultants  05/12/2011
Keywords: Regulator, Compliance Consultants

Compliance Consultants Limited provide numerous services to meet the compliance needs of insurance intermediaries.

These services include the following:

Initial on site audit of your business – we focus on determining your firm’s current level of compliance with the Regulator’s codes and requirements. A detailed report will be issued to your firm outlining the current issues of non- compliance and the remedies necessary. CCL will work with your firm to resolve these compliance issues.

  • Pre inspection audits – firms given a date for the Regulator inspection, can request a ‘tune up’ audit to ensure that the firm is operating in compliance.
  • Quarterly reviews of firms compliance – if necessary, depends of size of firm.
  • Annual on site compliance audit – to maintain continuing compliance.
  • On going training.
  • Efficient response to clients.
  • On going compliance consulting.
  • Review of websites and advertising.
  • Written procedures designed to meet your company’s regulatory requirements.
  • Assist with general inquiries made by the Regulator – we assist you with any issue the Regulator may have with your firm’s compliance.
  • Annual compliance meetings.

Keywords: Compliance Consultants, Regulator